Responsibilities of Corporate Officers and Directors Under Federal Securities Law, 2008-2009 Edition

The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as pertinent provisions of the Investment Company Act of 1940.

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2009 SEC Handbook: Rules and Forms for Financial Statements and Related Disclosure, 19th Edition

Examines the regulation of informal disclosure — e.g., press releases, speeches, analyst conference calls, webcasts, and investor roadshows.

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Rules of NYSE Arca, 2009

This 2009 paperback edition of the Rules of NYSE Arca provides a portable, current reference to the rules of the Exchange. Includes Equities and Options rules in separate sections.

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CD & A Smart Charts

The CD&A Smart Charts product is designed to assist you with the often challenging task of drafting Compensation Discussion & Analysis disclosure. It provides a database of the CD&A sections from publicly-filed proxies and other documents from Fortune 200 companies.

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PCAOB Reporter

With the enactment of the Sarbanes-Oxley Act of 2002, the Public Company Accounting Oversight Board (PCAOB) now directly oversees the audit of all public companies subject to the securities laws.

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Commodity Exchange Act, Regulations and Forms as of March 2009

This edition contains the full text of the Commodity Exchange Act and all amendments.

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SEC Enforcement Actions

The SEC Enforcement Actions database includes all SEC enforcement actions from January 1, 2002 to the present and actions are accessible through both a topical arrangement and by document category. Also included are links to related pimary source material that discuss particular proceedings.

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Informal Corporate Disclosure Under Federal Securities Law - 2009 Edition

Informal Corporate Disclosure Under Federal Securities Law - 2009 Edition examines the regulation of informal disclosure — e.g., press releases, speeches, analyst conference calls, webcasts, and investor roadshows — as distinguished from formal, highly structured disclosure in SEC filings.

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A comprehensive, real-time SEC filings research, retrieval and alert system. It includes a set of precision research tools and proprietary databases designed to enable users to quickly locate references to the SEC filings—EDGAR and non-EDGAR—that meet their needs, and retrieve or order the full-text of filings.

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A collection of all Securities and Exchange Commission staff comment letters and issuer responses made available by the SEC dating from August 2004 to the present.

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As the official publisher for a dozen exchanges, CCH, a Wolters Kluwer Financial Services company, is recognized as the authority on the complex world of stock and options exchanges. The NASDAQ Manual continues that long tradition as your comprehensive, up-to-date guide to the rules and bylaws of the Exchange.

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Whether working through Schedule 14A, keeping the public up to speed on key corporate developments, or filing other standard SEC documents, the demands of a corporation are wide-ranging. The CCH Corporate Governance Guide (formerly Corporate Secretary's Guide) provides a comprehensive resource for this multifaceted function, giving you all you need to stay current on ever-changing regulations and requirements and get the job done better and faster.

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